FCA Financial Crime and Anti-Money Laundering (AML) Compliance

About the course

This course is designed to equip professionals in the financial services sector with the knowledge and skills needed to comply with the FCA's regulations on financial crime prevention and Anti-Money Laundering (AML). Participants will gain an understanding of the legal and regulatory framework surrounding financial crime, focusing on how firms can detect, prevent, and report money laundering, fraud, and other financial crimes.

Through interactive case studies and real-world examples, attendees will learn how to implement and maintain effective AML policies and procedures. The course also covers the role of compliance officers and senior managers in ensuring their firms meet FCA requirements for financial crime prevention. Upon completion, participants will be well-prepared to safeguard their organizations against financial crime and remain compliant with the FCA’s regulatory expectations.

This course is ideal for compliance officers, risk managers, AML specialists, and legal professionals in financial services.

What you'll learn

Understanding the legal and regulatory framework for financial crime prevention.
Implementing and maintaining effective Anti-Money Laundering (AML) programs.
Identifying, reporting, and preventing suspicious activities related to money laundering and fraud.
The role of compliance officers and senior managers in preventing financial crime.
Complying with the FCA's financial crime and AML regulations.
Conducting customer due diligence and Know Your Customer (KYC) processes.
Developing internal controls and monitoring systems to detect financial crime.
Responding to FCA inquiries and financial crime investigations.