FCA Market Abuse Regulations

The "FCA Market Abuse Regulations (MAR)" course provides an in-depth examination of the Market Abuse Regulation, which governs the conduct of financial markets and aims to prevent market abuse. This regulation is crucial for maintaining market integrity and ensuring that financial markets operate transparently and fairly.

The course explores the scope and application of MAR, including the definition of market abuse and the types of behavior that constitute market manipulation and insider trading. Participants will learn about the FCA's role in enforcing MAR, including the regulatory framework, supervisory practices, and enforcement mechanisms.

The course covers key aspects of MAR such as the requirements for disclosure of inside information, the prohibition of market manipulation, and the obligations for issuers and firms. It also delves into the compliance measures and reporting requirements necessary to adhere to MAR.

Through a combination of theoretical insights and practical examples, including case studies of market abuse incidents, participants will gain a thorough understanding of how MAR is applied in practice and how firms can ensure they are compliant. The course also addresses the penalties and sanctions that may be imposed for MAR violations and the procedures for challenging enforcement actions.

By the end of the course, participants will be equipped with the knowledge needed to navigate MAR effectively, understand the regulatory expectations, and implement robust compliance frameworks to prevent market abuse.